-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E4ZeRd1C9eETQ/7YaiMy08/TsdfwfGuMTxMumKVD13cIbDHniz0qsQ9lcIcFIWAY kZ96xOdXXO7lG+TSCYvUOQ== 0001074029-01-500008.txt : 20010124 0001074029-01-500008.hdr.sgml : 20010124 ACCESSION NUMBER: 0001074029-01-500008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010123 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVANS & SUTHERLAND COMPUTER CORP CENTRAL INDEX KEY: 0000276283 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 870278175 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-09904 FILM NUMBER: 1513473 BUSINESS ADDRESS: STREET 1: 600 KOMAS DR CITY: SALT LAKE CITY STATE: UT ZIP: 84108 BUSINESS PHONE: 8015881815 MAIL ADDRESS: STREET 1: 600 KOMAS DR CITY: SALT LAKE CITY STATE: UT ZIP: 84108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SG COWEN ASSET MANAGEMENT CENTRAL INDEX KEY: 0001074029 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 134091235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1221 AVE OF THE AMERICAS STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2122786048 MAIL ADDRESS: STREET 1: 560 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 evans13g2000.txt EVANS & SUTHERLAND 13G PERIOD ENDED 12/2000 SCHEDULE 13G Evans & Sutherland Computer Corp. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 299096107 (CUSIP Number) SCHEDULE FILED PURSUANT TO RULE 13d-1(b) 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person SG Cowen Asset Management, Inc. I.R.S. Identification No. 13-4091235 2. Check the Appropriate Box if a Member of a Group (a) / / (b) / / 3. SEC Use Only 4. Citizenship or Place of Organization Salt Lake City, Utah 5. Sole Voting Power 1,500 6. Shared Voting Power 792,770 7. Sole Dispositive Power 1,500 8. Shared Dispositive Power 837,470 9. Aggregate Amount Beneficially Owned By Each Reporting Person 838,970 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares * N/A 11. Percent of Class Represented by Amount in Row 9 8.6367% 12. Type of Reporting Person * IA Item 1 (a) Evans & Sutherland Computer Corporation (b) 600 Komas Drive Salt Lake City, Utah 84108 Item 2 (a) SG Cowen Asset Management, Inc. (b) 560 Lexington Avenue New York, NY 10022 (c) Citizenship: USA (d) Common Stock (e) 299096107 Item 3 IF THE STATEMENT IS FILED PURSUANT TO RULE 13d-l(b) CHECK WHETHER THE PERSON FILING IS: (a) [ ] Broker or Dealer registered under section 15 of the Act: (e) [ X ] Investment advisor registered under section 203 of the Investment Advisers Act of 1940: SG Cowen Asset Management, Inc. Item 4 OWNERSHIP SG Cowen Asset Management, Inc. (a) 838,970 (b) 8.6367% (c) (i) 1,500 (ii) 792,770 (iii) 1,500 (iv) 837,470 Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON As an investment adviser, SG Cowen Asset Management, Inc. holds a portion of the securities on behalf of its clients, none of whose individual interests exceeds five percent. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10 CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes of effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 19, 2001 SG COWEN ASSET MANAGEMENT, INC. By:/S/ Rodd M. Baxter, Secretary Rodd Baxter SG Cowen Asset Management, Inc. 560 Lexington Avenue New York, NY 10022 January 19, 2001 VIA EDGAR FILING Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, DC 20549 Re: Schedule 13G with respect to the Common Stock, of Evans & Sutherland Computer Corp. Ladies and Gentlemen: On behalf of SG Cowen Asset Management, Inc.I am transmitting herewith for filing with the Securities and Exchange Commission (the "Commission") the Schedule 13G relating to the Common Stock of Evans & Sutherland Computer Corp. This filing is being effected by direct transmission to the Commission's EDGAR system. By copy of this letter, a copy of the enclosed Schedule is being sent by certified mail to Evans & Sutherland Computer Corp. at its principal executive office. If you have any questions regarding the foregoing, please contact the undersigned at (212) 278-6050. Very truly yours, /s/ Rodd M. Baxter Rodd M. Baxter Enclosures cc: Evans & Sutherland Computer Corp. -----END PRIVACY-ENHANCED MESSAGE-----